Resources

Information to help you contact your legislators and advocate for financial planning:

Find Your Representative

CA State Assembly

California State Senate

California State Regulators Contact Information

The Department of Business Oversight (DBO) licenses and regulates a variety of financial service providers, including securities brokers and dealers and investment advisers.

1515 K Street, Suite 200, Sacramento, CA

www.dba.ca.gov

 

  • Jan Lynn Owen, 2018 Commissioner
  • Edgar L. Gill, Senior Deputy Commissioner, Edgar.gill@dbo.ca.gov, (916) 327-6698 

The Department of Insurance oversees insurance companies and licenses agents and brokers to protect consumers.

300 Capital Mall, Suite 1700, Sacramento, CA

www.insurance.ca.gov

 

Check CA Insurance License Status

Search for CA Insurance Enforcement Actions

The Controller’s office is responsible for accountability and disbursement of the state’s financial resources. They oversee the Franchise Tax Board, maintain the Unclaimed Property Division and are tasked with Financial Education.

300 Capitol Mall, Suite 1850, Sacramento, CA

www.sco.ca.gov

 

  • Betty T. Yee, 2018 Controller
  • Lynn Paquin, Deputy Controller, Investments and Financial Management, LPaquin@sco.ca.gov, (916) 324-9756

The Treasurer’s office has responsibility for Investments, Banking and Finance. They offer resources in Economic Development, Housing, Health, Education, Community Investments, Small Business and Environment.

915 Capitol Mall, Room 110, Sacramento, CA 95814

www.treasurer.ca.gov